Home | Search | Data | CIK/Symbol Lookup | Help | Login | Create account | Blog



  • Example SEC Form 4
  • SEC Form 4 Instructions - Details each item on a Form 4.


    SEARCH FIELDS

  • Transaction Type

    Non-derivative transactions refer to Table 1 in SEC Form 4. Derivative transactions refer to Table 2 in SEC Form 4. Currently, only non-derivative transactions are available.

  • Action

    All - All transactions. Acquire - Shares aquired. Dispose - Shares disposed.

  • Stock Symbol(s)

    Enter one or more stock symbols. Separate stock symbols with a blank space. (MSFT ORCL IBM) Be aware that some companies enter their stock symbol incorrectly on the Form 4. If you are having trouble finding data based on a stock symbol search, try using the Company CIK.

  • Company CIK

    Central Index Key (CIK) used to identify company at SEC EDGAR. Find a company CIK HERE.

  • Owner CIK

    Central Index Key (CIK) used to identify owner on SEC EDGAR. Find an owner CIK HERE.

  • Relationship

    Owner's relationship to company. At least one of the options must be selected.

  • Transaction Codes - From SEC Form 4 Instructions
  • NOTE: Display must be set to Transaction in order to query by Transaction Code. Summary and Form searches ignore this criteria.

      General Transaction Codes
    • P � Open market or private purchase of non-derivative or derivative security
    • S � Open market or private sale of non-derivative or derivative security
    • V � Transaction voluntarily reported earlier than required

      Rule 16b-3 Transaction Codes
    • A � Grant, award or other acquisition pursuant to Rule 16b-3(d)
    • D � Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    • F � Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    • I � Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    • M � Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

      Derivative Securities Codes (Except for transactions exempted pursuant to Rule 16b-3)
    • C � Conversion of derivative security
    • E � Expiration of short derivative position
    • H � Expiration (or cancellation) of long derivative position with value received
    • O � Exercise of out-of-the-money derivative security
    • X � Exercise of in-the-money or at-the-money derivative security

      Other Section 16(b) Exempt Transaction and Small Acquisition Codes (except for Rule 16b-3 codes above)
    • G � Bona fide gift
    • L � Small acquisition under Rule 16a-6
    • W � Acquisition or disposition by will or the laws of descent and distribution
    • Z � Deposit into or withdrawal from voting trust

      Other Transaction Codes
    • J � Other acquisition or disposition (describe transaction)
    • K � Transaction in equity swap or instrument with similar characteristics
    • U � Disposition pursuant to a tender of shares in a change of control transaction

  • Ownership

    Ownership Form: Direct or Indirect

  • Date Filed

    Date the form was filed with the SEC. Use this option to limit your search results by date filed.

  • Transaction Date

    Date the transaction was executed. This may not be the same as the date the form was filed with the SEC. Not available as a search paramater.

  • Transaction Shares

    Limit results by minimum, maximum or a range of shares. Transaction amounts are per transaction, not per filing, unless the Summary option is selected.

  • Transaction Amount

    Limit results by minimum, maximum or a range of a transaction dollar amount.

  • Display

    • Summary - Groups transactions by Insider. Does not display transaction date or price.
    • Form - Displays forms that match search criteria. Displays link to source document.
    • Transaction - Displays information on each transaction matching search results.

  • Output

    Screen - Displays search results to browser. Excel - outputs search results to text file. Excel output limited to 500 rows.

  • Template

    Will display if you are logged in and have created search templates. Selecting a template will populate the search screen with saved search parameters.


    RESULT FIELDS - Blue indicates column can be sorted.

  • Symbol

    Stock symbol. Click on the symbol to get additional information from Yahoo.

  • Rel

    Owner's relationship to company. Can be 1 - Director, 2 - Officer, 3 - 10% Owner, 4 - Other

  • Insider

    Stock insider. Click on insider name to get additional information from SEC.

  • Date Filed

    Date the form was filed with the SEC.

  • #

    # of transactions in Summary or Form search. Does not appear in Detail search.

  • Acquired/Value

    # of acquired shares and the dollar value.

  • Disposed/Value

    # of disposed shares and the dollar value.

  • Source

    Link to the underlying document at the SEC. Form and Detail search only.

 
Home | Search | Data | CIK/Symbol Lookup | Help | Login | Create account | Contact | Disclaimer

All information is provided "as is" without warranty of any kind.
Copyright © 2010, Gray Wolf Corporation, All Rights Reserved